Large Trader Reporting - Relevant Links

The FIF Front Office and Back Office Committee tracks implementation for the SEC Large Trader Reporting at the industry level. The following links point to websites and documents and are updated periodically and maintained on a best efforts basis. Please check the source websites (SEC, Exchange, etc.) for the most current information. Email updates for this page to

Last updated: November 24, 2015






  • Jan 17, 2012: ERA #1 - NASDAQ OMX and ISG Enhance Electronic Blue Sheet Submissions


  • Nov 26, 2012: 12-27 - Enhanced Electronic Blue Sheet Submissions 
  • Jan 10, 2012: 12-1 - Enhanced Electronic Blue Sheet Submissions-Exchange Rule 410a


  • Jan 25, 2012: BATS_RC_12-001- BATS Exchange, BATS Y-Exchange and ISG Enhance Electronic Blue Sheet Submissions


  • Dec 03, 2012: RG12-162 - Enhanced Electronic Blue Sheet Submissions Updates 

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