CAT Transaction Reporting and CAIS Working Groups

FIF has scheduled two joint calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Monday February 2 at 1 pm ET; the second call will be on Wednesday February 4 at 2 pm ET. The Working Groups will discuss a revised draft FIF comment letter in response to the rule filing by CAT LLC to reduce CAT operating costs.

POSTED Feb 02,2026

Digital Asset Securities Working Group

The next call for the Digital Asset Securities Working Group will be on Tuesday February 3 at 2 pm ET.  James Dowd, the CEO of North Capital, will discuss the recent collaboration between North Capital and tZero to integrate their respective ATSs. Shawn Sloves, the CEO of Fundamental Interactions, will discuss the proposed Digital Asset Market Clarity Act. Time permitting, the Working Group will also discuss the SEC’s recent FAQs relating to ATSs trading crypto asset securities, the recent Statement of the SEC’s Division of Trading and Markets on the Custody of Crypto Asset Securities by Broker-Dealers, and the recent Statement of the SEC’s Divisions of Corporation Finance, Investment Management and Trading and Markets on Tokenized Securities. If you would like to participate in this discussion and are not a member of this Working Group, please update your FIF profile or send a note to fifinfo@fif.com.

POSTED Feb 02,2026

SIP Odd Lots

FIF has scheduled a call for the Data and Technology Committee for Wednesday February 4 at 11 am ET to discuss the upcoming dissemination of odd lot quotes by the SIPs, which is scheduled for production on May 1. 

POSTED Feb 02,2026

24x7 Trading Working Group

The 24x7 Trading Working Group will have its next call on Thursday February 5 at 11 am ET. The Working Group will discuss a draft list of issues raised by FIF members relating to the planned expansion of exchange trading hours.

POSTED Feb 02,2026

© 2025 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm