FIF Year-End Holiday Event

FIF would like to thank Societe Generale for hosting and n-Tier fs for sponsoring a wonderful event on December 4th. For the third year in a row the FIF Year-End Holiday Event sold out and each year it seemingly gets better and better. The thought provoking panels and spirited discussions between the panelists and an engaged audience gave way to an enjoyable networking section which included attendees from more than 80 firms across the industry. You can find some pictures from the event here

POSTED Dec 08,2025

TRF/ORF Working Group

The TRF/ORF Working Group will have its next call on Monday December 8 at 1 pm ET. The Working Group will discuss FINRA Regulatory Notice 25-15 relating to the extension of the TRF hours of operation and issues and questions from FIF members relating to this change.

POSTED Dec 08,2025

Rule 605 and 606 Working Groups

FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday December 9 at 1 pm ET. The Working Groups will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics. 

POSTED Dec 08,2025

Regulatory Implementations Calendar

FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday December 9 at 2 pm ET. The Working Groups will continue the discussion of a calendar and PowerPoint presentation on upcoming regulatory implementations.

POSTED Dec 08,2025

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