CAT Transaction Reporting and CAIS Working Groups

FIF has scheduled two joint calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Monday April 6 at 2 pm ET and will focus on the Reference Database Technical Specifications and related documentation published by FINRA CAT on March 27. The second call will be on Wednesday April 8 at 2 pm ET and will focus on the SEC’s March 27 approval of the CAT cost reduction rule filing and FIF member recommendations to CAT LLC.

POSTED Apr 06,2026

Rule 605 Working Group

FIF has scheduled a call for the Rule 605 Working Group for Monday April 6 at 3 pm ET. The Working Group will discuss the Rule 605 FAQs and Rule 605 exemptive order published by the SEC on April 1.

POSTED Apr 06,2026

Law Firm Presentation on Reg S-P Amendments

On Wednesday April 8 at 11 am ET, FIF will host a webinar for the Compliance and Surveillance Working Group on the Reg S-P amendments that took effect on December 3, 2025. Thoreau Bartmann and Jessica Cohn of the K&L Gates law firm will be the presenters for the webinar. If you would like to submit any questions for the presenters in advance of the webinar, please send them to fifinfo@fif.com; all questions will be presented anonymously. 

POSTED Apr 06,2026

Tax Information Reporting Working Group

On Thursday April 23 at 3 pm ET, Stevie Conlon, Robert Schwaba and Anna Vayser of Wolters Kluwer will present to the Tax Information Reporting Working Group on Broker Reporting Issues for Tokenized Securities.

POSTED Apr 06,2026

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