On April 29, FIF submitted a letter to the SEC with comments and questions in response to the Rule 605 FAQs and exemptive order published by the SEC on April 1. FIF would like to thank the members of the Rule 605 Working Group for their contributions in the drafting of this letter.
POSTED May 04,2026
On April 28, FIF submitted a letter to CAT LLC prioritizing previously submitted recommendations. FIF would like to thank the members of FIF CAT Transaction Reporting and Reference Database Working Groups for their contributions in the drafting of this letter.
POSTED May 04,2026
The Rule 605 Working Group will have its next call on Monday May 4 at 2 pm ET. The Working Group will continue its discussion of issues and questions relating to the Rule 605 amendments that will take effect on August 1.
POSTED May 04,2026
FIF has scheduled two calls for the CAT Transaction Reporting and CAT Reference Database Working Groups for this week. The first call will be on Tuesday May 5 at 1 pm ET and will focus on the sections of the CAT Concept Release relating to CAT Design and Scope. The second call will be on Wednesday May 6 at 2 pm ET and will focus on the sections of the CAT Concept Release relating to the replacement of EBS with a request and response system.
POSTED May 04,2026
The next call for the TRACE / RTRS Working Group will be on Tuesday May 5 at 3 pm ET. The Working Group will discuss (i) a recent call with the MSRB relating to direct reporting of munis, (ii) a recent rule filing by FINRA to expand the TRACE affiliate indicator to cover transactions with affiliated broker-dealers, and (iii) reporting of the Series (.S) modifier.
POSTED May 04,2026
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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