OFR Repo Reporting Working Group

FIF has scheduled two calls this week for the OFR Repo Reporting Working Group. The first call will be on Monday June 3 at 1 pm ET; the second call will be on Thursday June 6 at 1 pm ET. The agenda for the calls will be to continue the review and discussion of the documentation published by the Treasury Department’s Office of Financial Research (OFR) relating to reporting for repos that are executed bilaterally and not centrally-cleared (NCCBR repos). The Working Group will also review a draft letter to the OFR requesting guidance on various implementation questions and issues.

POSTED Jun 03,2024

CAT CAIS and CAT Transaction Reporting Working Groups

FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group. The call will be on Tuesday June 4 at 1 pm ET and will focus on reviewing and discussing a draft FIF exemptive request to the SEC relating to linkage of representative to customer orders and linkage of order fulfillments to representative and principal orders. This call will be in addition to the regularly-scheduled weekly call for the CAT Transaction Reporting Working Group, which will be on Wednesday June 5 at 2 pm ET. The next call for the CAT CAIS Working Group will be on Wednesday June 5 at 11 am ET. 

POSTED Jun 03,2024

Residential Supervisory Locations; Remote Inspections Pilot

FIF has scheduled a call for the Residential Supervisory Locations subgroup for Thursday June 6 at 11 am ET. The Working Group will discuss questions from FIF members in response to recent guidance published by FINRA and recent webinars hosted by FINRA relating to residential supervisory locations and the remote inspections pilot. If you would like to participate on this call and are not a member of the FIF Residential Supervisory Locations subgroup, please send a note to fifinfo@fif.com, and we will add you to this discussion.

POSTED Jun 03,2024

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