The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Wednesday January 22 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting, including a draft list of FAQs to present to the SEC.
POSTED Jan 21,2025
FIF has scheduled the next call for the CAT Transaction Reporting Working Group for Wednesday January 22 at 2 pm ET.
POSTED Jan 21,2025
FIF has scheduled the next call for the SLATE Working Group for Thursday January 23 at 11 am ET. The Working Group will continue its discussion of the SEC approval of the FINRA rule filing for SLATE and the upcoming implementation requirements.
POSTED Jan 21,2025
FIF has scheduled the next call for the Cybersecurity Working Group for Thursday January 23 at 1 pm ET. Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA) will provide an update on current threats to the financial industry. CISA is an agency of the US Department of Homeland Security. The Working Group will also review recent FINRA, FBI and NSA updates relating to cybersecurity.
POSTED Jan 21,2025
FIF has scheduled a call for Thursday January 23 at 3 pm ET to discuss regulatory implementations for 2025 and beyond. FIF has invited the members of the SEC FINRA Regulations Working Group and the Compliance Working Group to participate on this call. If you would like to participate on this call and are not a member of either Working Group, please update your FIF profile or contact fifinfo@fif.com.
POSTED Jan 21,2025
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