The next call for the Rule 605 Working Group will be on Monday December 1 at 2 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.
POSTED Nov 24,2025
FIF has scheduled a call for the SLATE Working Group for Wednesday December 3 at 11 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.
POSTED Nov 24,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday December 3 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CAIS and CAT billing.
POSTED Nov 24,2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday December 9 at 2 pm ET. The Working Groups will continue the discussion of a calendar and PowerPoint presentation on upcoming regulatory implementations.
POSTED Nov 24,2025
The next call for the Cybersecurity Working Group will be on Tuesday December 16 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss current threats to the financial industry.
POSTED Nov 24,2025
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