In response to member request, FIF has created a new Working Group to discuss Canada Regulatory Reporting issues. If you would like to participate in this Working Group, please update your FIF profile or send a note to fifinfo@fif.com.
POSTED Dec 01,2025
The next call for the Rule 605 Working Group will be on Monday December 1 at 2 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.
POSTED Dec 01,2025
FIF has scheduled a call for the SLATE Working Group for Wednesday December 3 at 11 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.
POSTED Dec 01,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday December 3 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CAIS and CAT billing.
POSTED Dec 01,2025
The TRF/ORF Working Group will have its next call on Monday December 8 at 1 pm ET. The Working Group will discuss FINRA Regulatory Notice 25-15 relating to the extension of the TRF hours of operation and issues and questions from FIF members relating to this change.
POSTED Dec 01,2025
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