Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Wednesday September 24 at 1 pm ET. FIF members will provide an update on a September 17 meeting with SEC representatives relating to the implementation of the Rule 605 amendments.

POSTED Sep 15,2025

Regulatory Implementations Calendar

FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Thursday September 25 at 2 pm ET. The Working Groups will review and discuss an updated regulatory implementations calendar for 2025 and beyond.

POSTED Sep 15,2025

Tax Information Reporting Working Group

The next call for the Tax Information Reporting Working Group will be on Tuesday September 30 at 3 pm ET. Representatives from Wolters Kluwer will discuss inaugural 1099-DA reporting season concerns. 

POSTED Sep 15,2025

Save the Date: FIF Year-End Event

FIF is excited to announce our 2025 Year-End Holiday Event, hosted by Société Générale and sponsored by n-Tier fs. The event will take place on Thursday December 4th at 245 Park Avenue, New York, NY 10167. This is our most popular event of the year and registration fills up fast, so mark your calendars, FIF will send out registration information for the event in a few weeks. 

POSTED Sep 15,2025

FIF Chicago Event

FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Kevin Carrai of Cboe, there will be two panels, one focusing on options trading and market  developments and the other focusing on market data and technology. The event will take place on Monday October 6th at Cboe's offices at 433 West Van Buren Street, Chicago, IL 60607. Registration in the lobby begins at 2 pm CT. The speaking engagement will be from 3-4:30 pm CT, with refreshments and networking afterwards from 4:30-6 pm CT. FIF would like to thank Cboe Global Markets for sponsoring this event. Please register here to secure your spot. FIF events are free to attend for FIF Members. If you have any questions, please contact fifinfo@fif.com.

POSTED Sep 08,2025

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