Rule 605 Working Group

FIF has scheduled the next call for the Rule 605 Working Group for Monday February 3 at 2 pm ET. The Working Group will discuss the current status of the implementation of the SEC’s Rule 605 amendments.

POSTED Feb 03,2025

Short Position Reporting

The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday February 4 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.  

POSTED Feb 03,2025

SEC Rule 606 and FINRA Rule 6470 Working Group

The next call for the SEC Rule 606 and FINRA Rule 6470 Working Group will be on Tuesday February 4 at 2 pm ET. The Working Group will continue its discussion on the implementation of Rule 6470 reporting.

POSTED Feb 03,2025

© 2025 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm