SLATE Working Group

The next call for the SLATE Working Group will be on Tuesday June 3 at 11 am ET. The Working Group will review a draft follow-up letter to the SEC and FINRA relating to the implementation of SLATE reporting. The Working Group will also continue to discuss how FIF members plan to proceed on the various open interpretive issues relating to SLATE reporting.

POSTED Jun 02,2025

CAT Transaction Reporting Working Group

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday June 4 at 2 pm ET. The Working Group will discuss proposed amendments to the CAT NMS Plan to manage CAT costs.

POSTED Jun 02,2025

CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for June will be on Thursday June 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

POSTED Jun 02,2025

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