The FIF Short Sales / Reg SHO / Short Reporting Working Group focuses on the implementation of SEC Rule 13f-2, which requires the reporting of gross short positions in equities on Form SHO. This Working Group also covers FINRA short activity reporting and the SEC’s Reg SHO, including the marking of long and short orders, the Reg SHO circuit breaker, and the Reg SHO locate and close-out requirements.
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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