FIF Submits Letter to FINRA, the MSRB and the Federal Reserve Board on TRACE and RTRS Reporting

On November 20, FIF submitted a letter to FINRA, the MSRB and the Federal Reserve Board on the  recent FINRA and MSRB rule changes to require one-minute reporting to TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity. FIF would like to thank the members of the TRACE Working Group for their contributions in the drafting of this letter.

POSTED Nov 25,2024

Short Position Reporting

FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday November 25 at 10 am ET. The Working Group will continue to discuss the implementation of short position reporting, including an update on a call with staff from the SEC’s Division of Trading and Markets and Division of Economic and Risk Analysis on November 22.

POSTED Nov 25,2024

OFR Repo Reporting Working Group

The OFR Repo Reporting Working Group will have its next call on Monday November 25 at 11 am ET. The Working Group will continue to discuss the implementation of the new requirement to report non-centrally cleared bilateral repos to the Treasury Department’s Office of Financial Research.

POSTED Nov 25,2024

Data & Technology Committee

The Data and Technology Committee will have its next call on Monday November 25 at 3 pm ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets.

POSTED Nov 25,2024

Securities Lending Transparency Working Group

FIF has scheduled a call for the Securities Lending Transparency Working Group for Tuesday November 26 at 11 am ET. The Working Group will review the recent amendment filed by FINRA relating to the SLATE reporting system and the recent filing by FINRA relating to SLATE fees.

POSTED Nov 25,2024

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