FIF has scheduled two calls for this week for the OFR Repo Reporting Working Group. The first call will be on Monday December 2 at 10 am ET; the second call will be on Thursday December 5 at 10 am ET. The Working Group will continue to discuss the implementation of the new requirement to report non-centrally cleared bilateral repos to the Treasury Department’s Office of Financial Research.
POSTED Dec 02,2024
FIF has scheduled a call for the SEC Equity Market Proposals Working Group for Monday December 2 at 1 pm. The Working Group will continue the discussion of the implementation of the SEC’s amendments to Regulation NMS.
POSTED Dec 02,2024
FIF has scheduled two calls for this week for the CAT Transaction Reporting Working Group. The first call will be on Monday December 2 at 2 pm ET; the second call will be on Thursday December 5 at 11 am ET. The Monday call will focus on draft FIF comment letters on verbal activity and CAT cost savings; the Thursday call will focus on the reporting by a routing broker of default settings applied by a receiving firm.
POSTED Dec 02,2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Wednesday December 4 at 10 am ET. The Working Group will continue to discuss the implementation of short position reporting, including an update on a call with the SEC on December 2. The Working Group will also discuss a question from an FIF member relating to the bona-fide market making exception from the Reg SHO locate requirement.
POSTED Dec 02,2024
The CAT Monthly Update Working Group call for December will be on Thursday December 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Dec 02,2024
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