FIF Submits Comment Letter to SEC on CAT Reporting of Verbal Activity

On December 6, FIF submitted a comment letter to the SEC in support of the proposed plan amendment by the CAT Plan Participants to permanently exempt verbal pre-order communications from CAT reporting. FIF would like to thank the members of the CAT Transaction Reporting Working Group for their contributions in the drafting of this comment letter.

POSTED Dec 09,2024

Short Position Reporting

FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday December 9 at 11 am ET. The Working Group will continue to discuss the implementation of short position reporting.

POSTED Dec 09,2024

Back Office Committee

The Back Office Committee will have its next call on Tuesday December 10 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be Jackie Gude of DTCC, who will discuss DTCC’s plans for extended trading hours.

POSTED Dec 09,2024

T+1 / Trade Date Affirmations Subgroup

FIF has scheduled a call for the T+1 / Trade Date Affirmations subgroup for Tuesday December 10 at 2 pm ET. The subgroup will discuss a question from an FIF member relating to trade date affirmations. If you would like to participate on this call and are not a member of this subgroup, please contact fifinfo@fif.com, and we will include you on this call.

POSTED Dec 09,2024

OFR Repo Reporting Working Group

The next call for the OFR Repo Reporting Working Group will be on Wednesday December 11 at 11 am ET. The Working Group will continue to discuss the implementation of the new requirement to report non-centrally cleared bilateral repos to the Treasury Department’s Office of Financial Research.

POSTED Dec 09,2024

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