Order Protection Rule

FIF has scheduled a call for the Equity Market Regulations Working Group for Tuesday June 30 at 1 pm ET. The Working Group will discuss the SEC rule proposal to rescind SEC Rules 611 (Order protection rule) and 610(e) (Locking or crossing quotations), including issues and questions from FIF members relating to the rule proposal. If you would like to submit questions or topics for Working Group discussion, please send them to fifinfo@fif.com. All questions and topics will be presented anonymously.

POSTED Jun 29,2026

24x7 Trading Working Group

The next call for the 24x7 Trading Working Group will be on Wednesday July 1 at 11 am ET. The Working Group will discuss UTP FAQs and updates to the UTP technical documentation relating to extended exchange trading hours. 

POSTED Jun 29,2026

CAT Transaction Reporting and CAT Reference Database Working Groups

FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Wednesday July 1 at 2 pm ET. The Working Groups will discuss updates to CAT billing documentation, FAQ updates, and the comment letters submitted in response to the SEC Concept Release on CAT and Other Audit Trails and Data Sources.

POSTED Jun 29,2026

CAT Monthly Update Working Group Call

The CAT Monthly Update Working Group call for July will be on Thursday July 2 at 2 pm ET. The Working Group will review guidance and updates from CAT LLC and FINRA CAT during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues relating to CAT reporting.

POSTED Jun 29,2026

Regulatory Implementations Calendar

FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Tuesday July 7 at 2 pm ET. The Workings Groups will review an updated Regulatory Implementations Presentation and Calendar, including updates on the following topics: extension for implementation of Reg NMS tick size and access fee changes; 24x7 Trading; Limit Up – Limit Down; CT Plan amendment; Order Protection Rule; CAT; Rule 605; new clearing agencies; extended trading hours for equity options; Financial Data Transparency Act; and Trump accounts.

POSTED Jun 29,2026

© 2026 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm