The FIF CAT Monthly Update Working Group call for May will be on Thursday May 4 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and CAT CAIS reporting during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting and CAT CAIS reporting.
POSTED May 01,2023
FIF has scheduled a call for Tuesday May 9 at 2 pm ET to discuss the SEC’s recent reopening of the comment period on the SEC’s proposed amendments to Rule 3b-16 (relating to the definition of an “exchange”). FIF has invited members of the ATS Working Group, the Compliance and Surveillance Working Group and the TRACE/Fixed Income Working Group to participate on this call. If you are not a member of any of these groups and would like to participate on this call, please update your FIF profile or contact fifinfo@fif.com.
POSTED May 01,2023
On Friday April 28, FIF sent out two survey requests to FIF members relating to CAT Transaction Reporting: the first survey request relates to a Plan Participant proposal for scheduled linkage in the CAT production mirror environment; the second survey request relates to QA reviews of CAT events. FIF has requested that FIF members respond to the survey requests by Monday May 15. All survey responses will be anonymized.
POSTED May 01,2023
FIF is pleased to welcome IMC to the FIF Community.
POSTED Apr 24,2023
FIF has scheduled a call for the Cybersecurity Working Group and the Compliance and Surveillance Working Group for Monday April 24 at 1 pm ET. The agenda for the call will be to review and edit a draft FIF comment letter in response to a rule filing submitted by The Options Clearing Corporation to the SEC that would require immediate notification of security incidents to the OCC and various follow-up notification requirements. The comment period ends on April 26.
POSTED Apr 24,2023
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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