FIF has scheduled a call for Thursday May 25 at 3 pm ET to review and discuss the CRPTO Act recently proposed by the New York State Attorney General. FIF is creating a new Crypto, Digital Assets and Blockchain Working Group. If you would like to participate on this call, please update your FIF profile to join this new Working Group or contact fifinfo@fif.com.
POSTED May 15,2023
The Back Office Committee will have its next call on Tuesday May 16 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
POSTED May 15,2023
The next call for the FIF Rule 606 Working Group is scheduled for Tuesday May 16 at 2 pm ET. The Working Group will discuss recent guidance from SEC staff to an FIF member on Rule 606(a) reporting when a reporting firm routes a single parent order to multiple child execution venues.
POSTED May 15,2023
FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group to continue the review of draft submissions to the SEC, the CAT Plan Participants and FINRA CAT of CAT reporting for RFQ responses. This call is scheduled for Tuesday May 16 at 3 pm ET.
POSTED May 15,2023
FIF has scheduled a call for Thursday May 18 at 11 am ET to review and discuss the first draft of an FIF comment letter on the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals. FIF has invited members of the following Working Groups to participate on this call: the Compliance and Surveillance Working Group; the Cybersecurity Working Group; and the newly-formed SEC Cyber, Reg SCI and Reg S-P Working Group. If you are interested in participating on this call and are not a member of any of these Working Groups, please update your FIF profile or contact fifinfo@fif.com.
POSTED May 15,2023
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