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Front Office Committee

The Front Office Committee will have its next call on Tuesday April 25 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED Apr 24,2023

Data & Technology Committee

The Data and Technology Committee will have its next call on Wednesday April 26 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets.

POSTED Apr 24,2023

TRACE/Fixed Income Working Group

FIF has scheduled a call for the TRACE/Fixed Income Working Group for Thursday April 27 at 11 am ET. The Working Group will review a draft supplemental FIF comment letter to the MSRB on the MSRB’s rule proposal to require one-minute reporting for municipal bond trades. The Working Group also will discuss a scenario from an FIF member relating to reporting of the portfolio trade modifier and will review draft comments and questions from FIF members for FINRA on the TRACE API specifications, the TRACE New Issue Form, and the timing for reporting Treasury hedge transactions in connection with an offering.

POSTED Apr 24,2023

SEC Cyber, Reg SCI and Reg S-P Rule Proposals

FIF has scheduled a call for Thursday April 27 at 3 pm ET to continue the review and discussion of the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals. FIF has invited members of the following Working Groups to participate on this call: the Compliance and Surveillance Working Group; the Cybersecurity Working Group; and the newly-formed SEC Cyber, Reg SCI and Reg S-P Working Group. If you are interested in participating on this call and are not a member of any of these Working Groups, please update your FIF profile or contact fifinfo@fif.com.

POSTED Apr 24,2023

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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