Back Office Committee

The Back Office Committee will have its next call on Tuesday November 18 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.

POSTED Nov 17,2025

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Tuesday November 18 at 3 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.  

POSTED Nov 17,2025

Regulatory Implementations Calendar

FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Wednesday November 19 at 2 pm ET. The Working Groups will discuss an updated Regulatory Implementations Calendar for 2026 and beyond and a PowerPoint presentation of upcoming regulatory implementations.

POSTED Nov 17,2025

SLATE Working Group

FIF has scheduled a call for the SLATE Working Group for Thursday November 20 at 11 am ET. The Working Group will continue the discussion of a draft letter to FINRA relating to SLATE implementation. 

POSTED Nov 17,2025

Data & Technology Committee

The Data & Technology Committee will have its next call on Monday November 24 at 3 pm ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Ivan Brown of IEX, who will discuss the new IEX Options Exchange facility. 

POSTED Nov 17,2025

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