FIF Rule 606 Working Group

The FIF Rule 606 Working Group will meet on Thursday February 17 at 2pm ET to continue its discussion of the draft interchange report to facilitate Rule 606(a) options look-through reporting. The Working Group also will discuss the FINRA proposal to require reporting for routes in OTC equities and review a recent filing by the SEC with the Office of Management and Budget (OMB) that estimates the annual costs to the industry for Rule 606 compliance.

POSTED Feb 14,2022

Spotlight Presentation for FIF Back Office Committee

The FIF Back Office Committee will meet on Tuesday February 15 at 11am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Patrick Barthel of DTCC, who will discuss DTC’s new automated process for submitting instructions for voluntary corporate actions in ISO 20022 format.

POSTED Feb 14,2022

Spotlight Presentation for FIF Data and Technology Committee

The FIF Data and Technology Committee will meet on Wednesday February 23 at 10am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter for the meeting will be Lain Garret of Cboe Global Markets, who will discuss Cboe’s fixed income initiatives.

POSTED Feb 14,2022

Webinar on Current Developments in Trading Technology

On Monday March 7, 2022 at 4pm ET, FIF will host a webinar on Current Developments in Trading Technology. The webinar will include discussion of the following topics: converting voice communications to structured electronic data; 24-hour trading; trends in working from home and returning to the office; outsourced trading; risk data and analytics; inter-operability; and machine learning. Later this week FIF will send out a registration notice announcing further details about the webinar.

POSTED Feb 14,2022

© 2025 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm