Comment Letters

POSTED May 01, 2012

FIF letter to the IRS highlighting concerns with implementation dates for USFIs and FFIs

POSTED May 01, 2012

FIF letter to the SEC regarding implementation considerations with respect to the trading of Mini-Options contracts

POSTED Mar 02, 2012

FIF Letter to the SEC regarding additional comments on the Consolidated Audit Trail

POSTED Feb 24, 2012

Detailed FIF Comment Letter to IRS on Proposed Cost Basis Regulations for Debt and Options

POSTED Jan 29, 2012

Initial FIF Comment Letter to IRS on Proposed Cost Basis Regulations for Debt and Options

POSTED Nov 18, 2011
FIF Letter to the IRS raising concerns regarding 2013 implementation date for Fixed Income basis reporting in light of lack of final regulations and opening a dialogue to understand challenges faced by FIF member firms.
POSTED Sep 16, 2011

FIF letter to FINRA regarding Testing and Production Concerns on OATS Expansion to NMS Stocks

POSTED Jun 23, 2011
FIF Comment Letter to the SEC regarding real-time position reporting and transaction reporting on Short Sale Reporting Study required by Dodd-Frank Act Section 417(a)(2)
 
 

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