The next call for the FIF OTC Options Reporting Working Group will be on Monday September 12 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-14, “OTC Options Reporting: FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions”.
POSTED Sep 12,2022
On Thursday September 15 at 2 pm ET, representatives from the EY Tax Team will present on IRC 1446(f), withholding on dispositions of partnership interests. FIF has invited members of the Tax Information Reporting Working Group, the Back and Front Office Committees, and the Compliance Working Group to participate on this call.
POSTED Sep 12,2022
The Back Office Committee will have its next call on Tuesday September 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
POSTED Sep 12,2022
The next call for the TRACE Working Group will be on Tuesday September 20 at 2 pm ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-17 and MSRB Notice 2022-07. These regulatory notices propose that trades in corporate, agency and municipal bonds be reported as soon as practical and no later than one minute after execution.
POSTED Sep 12,2022
The Front Office Committee will have its next call on Tuesday September 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenters will be Matt Cohen and Rachel Andreassian of Provable Markets, who will discuss FIX for stock lending.
POSTED Sep 12,2022
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