The Front Office Committee will have its next call on Tuesday November 15 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

The Back Office Committee will have its next call on Thursday November 17 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

FIF has scheduled a call for the Rule 606 Working Group for Monday November 21 at 2 pm ET to discuss the recent Risk Alert published by the SEC’s Division of Examinations on Observations Related to Regulation NMS Rule 606 Disclosures.

The Data and Technology Committee will have its next call on Wednesday November 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Brent Yates of IEX, who will discuss IEX cloudSwXtch.

On Thursday December 1 at 11 am ET, Ignacio Sandoval and Kyle Whitehead of the Morgan Lewis law firm will review the SEC’s recently-adopted rule on Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants. FIF has invited members of the Compliance and Surveillance Working Group, the Emerging Technologies Working Group, and the Back Office Committee to participate on this call. If you are not a member of any of these groups and would like to join this call, please contact fifinfo@fif.com, and we will include you on the call.