FIF - Financial Information Forum

Save The Date: FIF Year-End Event at Société Générale

FIF is excited to announce our year-end event will take place on the evening of Tuesday December 5, and it will be sponsored by Société Générale. Those who were at the last Société Générale event back in 2017 know what a great venue this is, and FIF is excited to partner with Société Générale once again. We are planning on running two panels, with the first focusing on technology, including trading infrastructure in the cloud. The second panel will focus on operational challenges of new regulations in 2024 and beyond. Please save the date on your calendars as December can get busy before the holidays. FIF will create a registration page for this event following the completion of our FIF Chicago event on October 30.

POSTED Oct 09,2023

Reg ATS and Reg SCI Market Share Threshold Calculations

FIF has scheduled a call for Tuesday October 10 at 11 am to discuss questions from an FIF member on how a firm should calculate its market share for determining whether it has exceeded specific market share thresholds set forth in the SEC’s Reg ATS and Reg SCI. If you would like to participate on this call, please contact fifinfo@fif.com.

POSTED Oct 09,2023

TRACE Working Group

FIF has scheduled the next call for the TRACE Working Group for Tuesday October 10 at 2:30 pm ET. The Working Group will discuss (i) a draft letter to FINRA requesting confirmation that the TRACE ATS exemption does not impact TAF fees, and (ii) feedback from FIF members on the October 7 UAT testing for TRACE changes that go into production on November 6.

POSTED Oct 09,2023

Next Bridge Form S-1 Filing

FIF has scheduled a call with the SEC staff for Tuesday October 10 at 4 pm ET to discuss the Form S-1 registration statement filed by Next Bridge Hydrocarbons to distribute subscription rights only to holders who register their Next Bridge common stock directly with the company's transfer agent. The Next Bridge filing, if approved by the SEC, would prohibit holders who want to participate in the offering from holding their shares through a broker or other intermediary. If you are interested in participating in this call, please send a note to fifinfo@fif.com.

POSTED Oct 09,2023

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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