The FIF Short Sales/Reg SHO/Short Interest Reporting Working Group will meet on Thursday April 7, 2022 at 11am ET to continue its review of a draft comment letter on the SEC’s recent proposal to mandate a new buy to cover order marker. The Working Group also will discuss other issues identified by FIF members relating to the SEC’s recent rule proposal on Short Position and Short Activity Reporting by Institutional Investment Managers.
POSTED Apr 04,2022
On March 29, FIF held a webinar on the Market Data Infrastructure Rule. Tom Jordan, FIF Advisory Chair, moderated a panel of industry experts that included Adrian Griffiths of MEMX, Manisha Kimmel of MayStreet and Chris Nielsen of Charles Schwab. The webinar included discussions on the February 24 SEC response to the participant’s November 5 filing, additional comment letters submitted to the SEC, and thoughts on the way forward. The panel also discussed the Plan Governance and lawsuits status. If you were not able to attend this webinar and would like to watch the recording, you may request access at fifinfo@fif.com
POSTED Apr 04,2022
The CAT Monthly Update Working Group will meet on Thursday April 7 at 2pm ET to review guidance and updates from the SROs and FINRA CAT on CAT transaction reporting and CAT CAIS reporting during the prior month. The Working Group also will review the current areas of focus for FIF members and the current open issues for CAT transaction reporting and CAT CAIS reporting.
POSTED Apr 04,2022
Part 8 of the FIF webinar series on the Market Data Infrastructure Rule will take place on March 29 at 4pm ET. Tom Jordan, FIF Advisory Chair, will moderate a panel of industry experts that includes Adrian Griffiths of MEMX, Manisha Kimmel of MayStreet and Chris Nielsen of Charles Schwab. The agenda will include discussions on the February 24 SEC response to the participant’s November 5 filing, additional comment letters submitted to the SEC, and thoughts on the way forward from here. The panel will also discuss the Plan Governance and lawsuits status. Please follow the link here to register.
POSTED Mar 28,2022
The FIF Short Sales/Reg SHO/Short Interest Reporting Working Group will meet on Tuesday March 29 at 3pm ET to review and provide feedback on a first draft of a comment letter on the SEC’s recent proposal to mandate a new buy to cover order marker. The Working Group also will discuss other issues raised by the SEC’s recent rule proposal on Short Position and Short Activity Reporting by Institutional Investment Managers. The Working Group also will discuss questions raised by FIF members relating to Reg SHO.
POSTED Mar 28,2022
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