The CAT Monthly Update Working Group call for October will be on Tuesday October 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Sep 30,2024
FIF has scheduled a call for Tuesday October 1 at 3 pm ET to review the Reg NMS amendments recently adopted by the SEC. FIF has invited the members of the Data and Technology and Front Office Committees and the SEC Equity Market Proposals Working Group to participate on this call.
POSTED Sep 30,2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Position Reporting Working Group for Wednesday October 2 at 10 am ET. The Working Group will continue its discussion of the implementation of Form SHO reporting, including feedback from a discussion with the SEC.
POSTED Sep 30,2024
FIF has scheduled the CAT Transaction Reporting Working Group call for this week for Wednesday October 2 at 2 pm ET. FIF will not have a CAIS Working Group call this week.
POSTED Sep 30,2024
FIF has scheduled a call for the TRACE Working Group for Wednesday October 2 at 3 pm ET. The Working Group will discuss the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting for TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.
POSTED Sep 30,2024
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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