FIF - Financial Information Forum

SLATE Working Group

FIF has scheduled two calls for the SLATE Working Group for this week. The first call will be on Monday September 29 at 11 am ET; the second call will be on Wednesday October 1 at 11 am. The Working Group will continue its discussion of issues relating to the implementation of SLATE reporting.  

POSTED Sep 29,2025

Front Office Committee; Tokenized Securities

The Front Office Committee will have its next call on Tuesday September 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The FIF Committee Co-Chairs will review the recent rule filing by Nasdaq for tokenized securities.

POSTED Sep 29,2025

Tax Information Reporting Working Group

The next call for the Tax Information Reporting Working Group will be on Tuesday September 30 at 3 pm ET. Representatives from Wolters Kluwer will discuss inaugural 1099-DA reporting season concerns. 

POSTED Sep 29,2025

CAT Transaction Reporting and CAIS Working Groups

FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday October 1 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CAIS and CAT billing.

POSTED Sep 29,2025

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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