FIF - Financial Information Forum

Upcoming Spotlight Presentations 6/14

  • Back Office Committee. On June 15, Bill Kapogiannis and Diana Confessori-Simmons of DTCC will discuss the DTCC data warehousing initiative.
  • Front Office Committee. On June 22, Chris Bok of OTC Markets will discuss the upcoming implementation of the amendments to SEC Rule 15c2-11 (“Publication or submission of quotations without specified information”), including rule changes, implementation status, and the status of impending guidance from the SEC.
  • Data and Tech Committee. On June 30, Patrick Flannery of MayStreet will discuss “Market Data Delivery in the Cloud - Lessons Learned”.

POSTED Jun 14,2021

Upcoming Webinars and Presentations

  • Short Interest Reporting. Mark Fitterman and Gavin Meyers of the Baker McKenzie Law Firm will present on FINRA Regulatory Notice 21-19 relating to “Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting”.
  • SEC Market Access Rule. FIF will host a webinar on the SEC’s market access rule (Rule 15c3-5) in early July.

 FIF will provide further detail when the dates for these two events have been finalized.

POSTED Jun 14,2021

SEC Rule 606 Working Group (6/15)

The next meeting of the FIF Rule 606 Working Group will be held on June 15 at 3 pm (ET). The Working Group will review a draft letter from FIF to the SEC requesting that the SEC issue updated FAQs on various topics, including options look-through, the Rule 606 definition of customer, and various ATS reporting scenarios.  

POSTED Jun 14,2021

Market Trends in Total Return Swaps vs Securities Lending

On Thursday June 3 at 11 am ET, Josh Galper of Finadium will discuss market trends in total return swaps vs. securities lending, including the impact of Archegos. FIF has invited the members of the Back and Front Office Committee to participate on this call. If you do not have this invitation on your calendar and would like to participate on this call, please send a request to fifinfo@fif.com, and we will add you to the list. 

POSTED May 31,2021

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

What We Do

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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