FIF Files a Relief Request for LTR

On February 2, 2017, FIF filed a comment letter requesting a permanent relief with respect to the current November 1, 2017 compliance date for Phase Three of the Rule  of Rule 13h-1. 

POSTED Feb 13,2017

FINRA & MSRB Discussion on Mark-Up/Mark-Down Disclosure Changes

On Wednesday, February 8th at 2:00, the FIF will be hosting a joint call with FINRA and MSRB in order to discuss the Mark-Up/Mark-Down disclosure changes pursuant to FINRA Rule 2232 and MSRB Rules G-15 and G-30.  If you are interested in joining this call and you have not received an Outlook invite, contact us at fifinfo@fif.com and we will forward one to you.

POSTED Feb 06,2017

FIF Member News

FIF is pleased to announce the launch of a new section of the Weekly News entitled “FIF Member News”.  In addition to the existing North American, International and FIF News segments of the weekly distribution, FIF will now feature stories of interest about, and from its members. The stories will promote new product developments, industry research and analysis, organizational announcements, and similar topics. The FIF Member News section was a result of expressed interest from a number of members looking to better communicate stories about their respective firms and developments.  FIF members are encouraged to submit proposed article content and any related questions to the Program Office at fifinfo@fif.com.

POSTED Feb 06,2017

FIF Call with FINRA/MSRB

On February 8th at 2pm EST, FIF will be holding a joint meeting with FINRA/MSRB regarding FINRA Rule 2232 and MSRB Rule G-15/G-30. Please contact fifinfo@fif.com if you would like to join the call or if you have any questions or concerns you would like us to bring up on your behalf during the call.

POSTED Jan 30,2017

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