FIF has scheduled the next call for the Rule 605 Working Group for Thursday July 28 at 2 pm ET. The agenda for the call will be to review a draft letter to the Director of the SEC’s Division of Trading and Markets Division relating to Rule 605.
POSTED Jul 25,2022
On Thursday August 4, 2022 at 11 am ET, Ignacio Sandoval of the Morgan Lewis law firm will discuss the SEC’s Semi-Annual Regulatory Agenda published in June, including planned rule adoptions, planned rule proposals and proposed long-term actions. The presentation will be focused on rules and proposals relating to trading and markets. FIF has invited members of the Back Office and Front Office Committees and the Compliance Working Group to participate on the call. If you are not a member of any of these Committees or Working Groups and would like to participate on this call, please update your profile or contact fifinfo@fif.com.
POSTED Jul 25,2022
On July 15, 2022, FIF submitted a letter to the CAT Operating Committee relating to Full CAIS implementation.
POSTED Jul 18,2022
The Wednesday FIF CAT Transaction Reporting Working Group call and the Wednesday and Friday FIF CAIS Working Group calls are cancelled for this week.
POSTED Jul 18,2022
On July 11, FIF held a call to discuss FINRA Regulatory Notice 22-14, “OTC Options Reporting: FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions”. The next call on this topic is scheduled for Monday July 25 at 11 am ET. Given the level of interest in this Regulatory Notice, FIF has created a new OTC Options Reporting Working Group. If you have previously requested to be included in these discussions and have an FIF profile, we have updated your profile to include you in this Working Group. If you would like to be added to this Working Group, please update your profile or send a note to fifinfo@fif.com.
POSTED Jul 18,2022
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