The next call for the TRACE / RTRS Working Group will be on Tuesday May 5 at 3 pm ET. The Working Group will discuss (i) a recent call with the MSRB relating to direct reporting of munis, (ii) a recent rule filing by FINRA to expand the TRACE affiliate indicator to cover transactions with affiliated broker-dealers, and (iii) reporting of the Series (.S) modifier.
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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