FIF - Financial Information Forum

FIF Rule 606 Working Group

The FIF Rule 606 Working Group will meet on Tuesday March 1 at 2pm ET to continue its review of a draft FIF comment letter in response to a recent solicitation by the SEC of comments on the request submitted by the SEC to the Office of Management and Budget for approval of the extension of Rule 606. The Working Group also will review FIF member responses to a survey relating to the volume of Rule 606(b)(3) requests that firms have received. The Working Group also will discuss the FINRA proposal to require Rule 606-type reporting for routes in OTC equities.

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Financial Information Forum

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Who We Are

The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

What We Do

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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