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FIF 2014 Regulatory Reporting Event Sponsored by Broadridge

FIF Regulatory Reporting Event - Sponsored by Broadridge

We are pleased to announce the full agenda for the FIF Regulatory Reporting Event on Thursday, October 23rd, 2014. Join us for a discussion of current and expected regulatory reporting initiatives and their impact on the industry. We would like to thank Broadridge for sponsoring this event. Registration closes Monday, October 20th.

Event Details 

Date Thursday, October 23, 2014
 

4:15 - 4:30 PM ET: Registration

4:30 - 6:00 PM ET: Meeting

6:00 - 8:00 PM ET: Networking and Cocktail Reception
Agenda

Welcome: Susan Certoma, President, Wealth and Markets, Broadridge
 

Keynote Address: Tom Gallagher, Chairman and CEO, MIAX and Miami International Holdings, Inc.
 

FIF Update: Manisha Kimmel, Managing Director, Financial Information Forum
 

Panel Discussion Moderated by Tom Jordan, FIF Advisory Committee Chair; President, Jordan & Jordan
 

Gary Johnson, Global Chief Compliance Officer, Pershing LLC
 

Brian Peller, Chief Operating Officer - Market Making, KCG
 

John Tarleton, Chief Compliance Officer, LavaFlow, a Citigroup Company
 

Meeting Conclusion/Adjournment: Leo McBlain, Chairman, Financial Information Forum
Dial-in Not available. This event is in-person only.

Event Fees

 FIF Members / FIF Guest: FREE  Send Email or Register Below
  Non FIF Members: $200 Online Registration Only
Location

Broadridge, 2 Journal Square Plaza, Jersey City, NJ 07306

Broadridge is located across the street from the Journal Square PATH station
Sponsor  Broadridge

   

 

 

 

 

Event Date Thursday, Oct 23, 2014 4:15 pm
Cut off date Tuesday, Oct 21, 2014
Location Broadridge
We are no longer accepting registration for this event

Contact

Financial Information Forum

212-422-8568
fifinfo@fif.com
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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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Key Reasons to Join

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