FIF - Financial Information Forum

CAT Counterparty Contact Utility

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Exchange Info
Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Mixit USA Inc.
Mizuho Securities USA LLC MZHO David Kusch david.kusch@mizuhogroup.com 2122058480 19647
MKM Partners LLC
MML Investor Services
Monadnock Capital Management, LP
Monarch Capital Group, LLC
Monex Securities, Inc.
Money Concepts Capital Corp.
Monroe Financial Partners
Moreton Capital Markets
Morgan Stanley MSCO Brian McGeough catsupport@ms.com 212 761-2513 8209
Morgan Stanley MSCO Danny Ojeda-Yandun danny.ojeda-yandun@morganstanley.com 212-276-2427 8209
MORGAN STANLEY WEALTH MANAGEMENT DEAN Stacey Jackson-Wright stacey.jackson-wright@morganstanley.com 4436274573 149777
Morgan Stanley Wealth Managment DEAN Robyn Demetrius robyn.demetrius@morganstanley.com 2403083669 149777
MTS Markets International Inc.
MUFG SECURITIES AMERICAS INC. MUSA Reg Ops Reg_Ops@us.sc.mufg.jp (212) 405-7259 19685
Mutual of Omaha Investor Services, Inc.
Mutual Securities, Inc.
Mutual Trust Co. Of America Securities
MV Securities Group, Inc.

 

Terms of Acceptable Use

The Utility is restricted to persons (“Authorized Users” or “Users”) employed by or act as a CAT Reporting Agent (“Agent”) of a CAT Reporting Broker.1   The sole purpose of the Utility is to provide Brokers and/or their Agent(s) with a centralized repository of CAT contact information to facilitate and accelerate the CAT interfirm exception reconciliation process.    

Authorized Users are limited to 1) the Requestor; and 2) the firm’s Agent.  Access to the Utility is conditioned upon the following:  1) the Requestor is a current employee of a CAT Reporting Broker or it’s Agent; 2) the Requestor and (if applicable) their Agent agrees to any and all Provisions of the Terms of Acceptable Use, Disclaimer, and any other guidelines the Financial Information Forum (“FIF”) has or will publish regarding appropriate use of the Utility ; 3) the requestor provides FIF with their firm’s CAT contact information, if not previously provided; 4) if the Broker outsources CAT Error Reconciliation obligations to a vendor, the Requestor may provide the contact details of that vendor;  5) the User agrees to immediately inform FIF should the User’s or Agent’s employment/contract at the broker of record be terminated, whether voluntary or otherwise; 6) the User acknowledges that User access to the Utility is granted to the User only, not the firm.  The User agrees not to share login credentials with any other person for any reasons  

Disclaimer

The Financial Information Forum (“FIF”) and its affiliates, partners, members, and individual subscribers disclaim all liability resulting from all claims, losses or damages, whether direct, indirect, incidental, or consequential arising from any and all use of the Utility.  FIF is not responsible for any errors or omissions in the information contained in or accessed through the Utility. All such information in the Utility is self-reported by Brokers and is provided “as is.” FIF and its affiliates make no warranties or representations and disclaim all express, implied and statutory warranties of any kind to any party resulting from the use of the Utility.  

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Financial Information Forum

212-422-8568
fifinfo@fif.com
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These Website Standard Terms and Conditions written on this webpage shall manage your use of this website. These Terms will be applied fully and affect to your use of this Website. By using this Website, you agreed to accept all terms and conditions written in here. You must not use this Website if you disagree with any of these Website Standard Terms and Conditions.

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Other than the content you own, under these Terms, Buckle LLC and/or its licensors own all the intellectual property rights and materials contained in this Website.

You are granted limited license only for purposes of viewing the material contained on this Website.

  1. Restrictions

You are specifically restricted from all of the following

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In these Website Standard Terms and Conditions, “Your Content” shall mean any audio, video text, images or other material you choose to display on this Website. By displaying Your Content, you grant Buckle LLC a non-exclusive, worldwide irrevocable, sub licensable license to use, reproduce, adapt, publish, translate and distribute it in any and all media.

Your Content must be your own and must not be invading any third-party’s rights. Buckle LLC reserves the right to remove any of Your Content from this Website at any time without notice.

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In no event shall Buckle LLC, nor any of its officers, directors and employees, shall be held liable for anything arising out of or in any way connected with your use of this website whether such liability is under contract. Buckle LLC, including its officers, directors and employees shall not be held liable for any indirect, consequential or special liability arising out of or in any way related to your use of this Website.

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