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CAT (Consolidated Audit Trail) WG

This working group tracks implementation issues associated with the SEC’s approved Rule 613 to create a central database of all transactions in Reg NMS securities. It will eventually cover all market participants across multiple asset classes. The FIF CAT WG is currently preparing comments regarding the Amended CAT NMS Plan.

FIF COVID-19 Capacity SurveySent on 08 May 2020
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