CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
TRC Markets LLC TRCM, TRCJ, TRCX Daphne Jordan djordan@tower-research.com 917-388-8645 171272
TRC Markets LLC TRCM, TRCJ, TRCX TRC Markets Compliance compliance-americas@tower-research.com . 171272
Triad Advisors
TrustFirst, Inc.
Tudor Securities LLC
Tudor, Pickering, Holt & Co. Securities, Inc.
Tullet Prebon Financial Services PBON Tim Scheehle timothy.scheehle@tpicap.com 201-984-6893 28196
Two Sigma Securities LLC Romeo Bermudez TSS-CAT@twosigma.com 2122742448 148960
U.S. Bancorp Investments, Inc. FBSB Tony Thomas USBICATAlert@usbank.com 651-466-6969 17868
U.S. Capital Advisors LLC
UBS Financial Services Inc.
UBS Securities LLC Chris Maiberger OL-UBSCAT@ubs.com 212 713 3035 7654
Uhlmann Price Securities
Ullink
ULTRALAT CAPITAL MARKETS LLC
Ultraviolet Securities, LLC
UMB FINANCIAL SERVICES
Umpqua Investments
UniCredit Capital Markets
UnionBanc Investment Services LLC (UBIS)