CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Robert W. Baird Victoria Lopez vlopez@rwbaid.com 414-765-8896 8158
Robinhood Financial, LLC CRFN Dawn Pagliaro dawn.pagliaro@robinhood.com 321-541-9424 165998
Robinhood Securities LLC HOOD Dawn Pagliaro dawn.pagliaro@robinhood.com 321-541-9424 287900
Robinson & Robinson, Inc.
ROBOTTI SECURITIES, LLC
Rockefeller Capital Management
Romano Wealth Management
Rosenblatt Securities Inc. ROSN Charles Roney croney@rblt.com 212.607.3120 18377
Rothschild Investment Corporation
Royal Alliance Associates
Ruane, Cunniff & Goldfarb LLC
S.L. Reed and Company
SA Stone Wealth Management Inc.
Safra Securities LLC SSCO SS&C FMG Compliance FMG-Compliance@sscinc.com (844) 662-2977 47873
Sage, Rutty & Co., Inc
SAGEPOINT FINANCIAL, INC.
SAL Equity Trading
SAL Equity Trading SUSQ Jon Gilliam jon.gilliam@sig.com 2158029200 29337
SAMCO Capital Markets, Inc.
Sanctuary Wealth